It was not a full brokerage, but was licensed by the Hong Kong Securities and Futures Commission (SFC) for automated trading services. In June 2009, HKMEx   Register of Automated Trading Services Authorized Under Part III of the Securities and Futures Ordinance. Please read the important legal information about the  1 Sep 2016 automated trading services (ATS), including the authorization, registration and licensing of persons providing such services. 2. 1 day ago Internal control failures: in November 2019, the SFC issued a and Type 7 ( Providing Automated Trading Services) regulated activities. Annex E SFC's circular: “SFC Adopts a Prgamatic Approach to Licensing Fund. Managers” . Type 7: Providing Automated Trading Services. Type 8: Securities   8 hours ago of the SFC and require a licence for Type 1 (dealing in securities) and Type 7 ( providing automated trading services) regulated activities. 2 Dec 2019 The SFC will only accept licensing applications for Type 1 (dealing in securities) and Type 7 (providing automated trading services) regulated 

The SFC granted HSBC Securities a Type 7 licence on 4 March 2011. 1 HSBC Securities is a corporation licensed under the SFO to carry on Type 1 (dealing in securities) and Type 7 (providing automated trading services) regulated activities.

7 Nov 2019 offering security token trading now required to acquire SFC license an SFC license if they're offering trading services in security tokens. Automated Trading Services A. INTRODUCTION 1. These Guidelines are published by the Securities and Futures Commission (SFC) under sections 95(6) and 399(1) of the Securities and Futures Ordinance (SFO). They set out principles, standards and procedures in relation to the SFC’s regulation of Register of Automated Trading Services Authorized Under Part III of the Securities and Futures Ordinance. Please read the important legal information about the Register of Automated Trading Services Authorized Under Part III of the Securities and Futures Ordinance.

SFC Service tracking, trackingmore provide SFC Service API, shipment batch tracking management and an option to receive automated notification. SFC Service Tracking Details TrackingMore is a third party parcel tracking tool (also known as multi-carrier tracking tool) which supports online parcel tracking of worldwide 477 express and postal couriers.

11 Jul 2019 The Securities and Futures Commission (SFC) now requires licence than Type 7 regulated activity (providing automated trading services). 27 Aug 2015 Automated trading service and alternative liquidity pool operators are facing heightened technological and operational challenges. 12 Dec 2017 and authorised by the Securities and Futures Commission (“SFC”) to provide automated trading services,” the Hong Kong regulator wrote. The Securities and Futures Commission (“SFC”) introduced 2 new regulated activities, The provision of compression service serves to reduce both the counterparty services will not be exempt from the scope of automated trading services. 8 Feb 2018 (advising on securities) and Type 7 (providing automated trading services) regulated activities. CSAG is registered to carry on business in Type  22 Jul 2018 SFC reprimands and fines Citigroup Global Markets Asia Limited $4 corporate finance) and Type 7 (providing automated trading services).

27 Mar 2013 The Hong Kong SFC's consultation conclusions on the regulation of draw a distinction between simple or complex automated trading processes and strategies. intermediary's DMA services, and said that appropriate due diligence pre-trade controls, especially because they may not provide for every  

2 Dec 2019 The SFC will only accept licensing applications for Type 1 (dealing in securities) and Type 7 (providing automated trading services) regulated  21 Jan 2020 Provide trading, clearing and settlement services for virtual assets, and and Type 7 (providing automated trading services) regulated activities  Circular “Code of Conduct for Persons Registered with the SFC” dated. 09.12.99;. Circular business of providing automated trading services (e.g. providing to  6 Nov 2019 this platform may apply for a license from the SFC for Types 1 (dealing in securities) and Type 7 (Providing automated trading services)  CLSA Limited (“CLSA”) is licensed by the Securities and Futures Commission of Hong Kong (“SFC”) for Providing Automated Trading Services subject to the 

SFC Service tracking, trackingmore provide SFC Service API, shipment batch tracking management and an option to receive automated notification. SFC Service Tracking Details TrackingMore is a third party parcel tracking tool (also known as multi-carrier tracking tool) which supports online parcel tracking of worldwide 477 express and postal couriers.

6 Nov 2019 this platform may apply for a license from the SFC for Types 1 (dealing in securities) and Type 7 (Providing automated trading services)  CLSA Limited (“CLSA”) is licensed by the Securities and Futures Commission of Hong Kong (“SFC”) for Providing Automated Trading Services subject to the  13 Sep 2019 Hong Kong's Securities and Futures Commission (SFC) has banned Jacky Type 7 (providing automated trading services) regulated activities. SFC Licensing Consultancy Interested Regulated Activities What types of SFC Regulated Activities would be Type 7: Providing automated trading services. 7 Nov 2019 The framework involves the granting of a licence for Type 1 (dealing in securities) and Type 7 (providing automated trading services) regulated  30 Jul 2018 Type 7 : providing automated trading services; who provides a service of managing a portfolio of futures contracts under a collective 

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